Gaia, Inc. (GAIA) 2020年年度报告「NASDAQ」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549 FORM 10-K(Mark One)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31,2020ORTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 193

2、4 FOR THE TRANSITION PERIODFROM TO Commission File Number 000-27517 GaiaGAIA,INC.(Exact name of Registrant as specified in its Charter)Colorado84-1113527(State or other jurisdiction ofincorporation or organization)(I.R.S.EmployerIdentification No.)833 WEST SOUTH BOULDER ROADLOUISVILLE,CO 80027(Addre

3、ss of principal executive offices,including zip code)(303)222-3600(Registrants telephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which RegisteredClass A Common Stock,$.0001 Par ValueGAIANASDAQ G

4、lobal MarketSecurities registered pursuant to Section 12(g)of the Act:None Indicate by check mark if the Registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.YES NO Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or 1

5、5(d)of the Act.YES NO Indicate by check mark whether the Registrant:(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934 during the preceding 12 months(or for such shorter period that theRegistrant was required to file such reports),and(2)has bee

6、n subject to such filing requirements for the past 90 days.YES NO Indicate by check mark whether the Registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T(232.405 of this chapter)during the preceding 12 months(or for such