Gaia, Inc. (GAIA) 2016年年度报告「NASDAQ」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549 FORM 10-K(Mark One)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31,2016orTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 193

2、4For the transition period from to Commission File Number 000-27517 GAIA,INC.Exact name of registrant as specified in its charter)COLORADO84-1113527(State or other jurisdiction ofincorporation or organization)(I.R.S.EmployerIdentification No.)833 WEST SOUTH BOULDER ROADLOUISVILLE,CO 80027(Address of

3、 principal executive offices,including zip code)(303)222-3600(Registrants telephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:Title of Each ClassName of Each Exchange on Which Registered Class A Common Stock,$.0001 par valueNASDAQ Stock Market LLC Securitie

4、s registered pursuant to section 12(g)of the Act:None Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.YES NO Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Ac

5、t.YES NO Indicate by check mark whether the registrant(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934during the preceding 12 months(or for such shorter period that the registrant was required to file such reports),and(2)has been subject to s

6、uch filing requirements forthe past 90 days.YES NO Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site,if any,every Interactive Data File required tobe submitted and posted pursuant to Rule 405 of Regulation S-T(232.405 of this chapter)duri